Angel Caballero resumes & CV records
Resumes
Broker / Dealer Compliance Officer
Position:
Assistant Vice President - Compliance Officer at Daiwa Capital Markets
Location:
New York, New York
Industry:
Financial Services
Work:
Daiwa Capital Markets
since Dec 2009
Assistant Vice President - Compliance Officer WAMU Capital Corp. - New York, NY Jul 2005 - Aug 2008
Vice President - Compliance Officer / Deputy CCO JPMorgan Chase Oct 2002 - Jul 2005
Assistant Vice President – Compliance Officer Prudential Securities, Inc. Jun 2001 - Oct 2002
Vice President – International Compliance Officer Goldman Sachs & Co. Dec 2000 - May 2001
Vice President – International Compliance Officer Deutsche Bank Securities, Inc. Oct 1997 - Dec 2000
Assistant Vice President – International Compliance Officer Merrill Lynch & Co. Inc. Dec 1991 - Oct 1997
Assistant Vice President – Compliance Officer National Association of Securities Dealers, Inc. (FINRA) Oct 1988 - Dec 1991
Associate Examiner
Assistant Vice President - Compliance Officer WAMU Capital Corp. - New York, NY Jul 2005 - Aug 2008
Vice President - Compliance Officer / Deputy CCO JPMorgan Chase Oct 2002 - Jul 2005
Assistant Vice President – Compliance Officer Prudential Securities, Inc. Jun 2001 - Oct 2002
Vice President – International Compliance Officer Goldman Sachs & Co. Dec 2000 - May 2001
Vice President – International Compliance Officer Deutsche Bank Securities, Inc. Oct 1997 - Dec 2000
Assistant Vice President – International Compliance Officer Merrill Lynch & Co. Inc. Dec 1991 - Oct 1997
Assistant Vice President – Compliance Officer National Association of Securities Dealers, Inc. (FINRA) Oct 1988 - Dec 1991
Associate Examiner
Education:
St. Peter's College 1999 - 2003
MBA, International Business City University of New York-College of Staten Island 1986 - 1988
BA, Accounting
MBA, International Business City University of New York-College of Staten Island 1986 - 1988
BA, Accounting
Skills:
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Compliance Officer
Location:
North Arlington, NJ
Industry:
Financial Services
Work:
Daiwa Capital Markets
Compliance Officer
Compliance Officer
Maintenance Administrator
Location:
Las Vegas, NV
Industry:
Non-Profit Organization Management
Work:
Spanish Trail Master Association
Maintenance Administrator Rhodes Ranch Hoa 2005 - 2008
Compliance Officer
Maintenance Administrator Rhodes Ranch Hoa 2005 - 2008
Compliance Officer
Skills:
Invoicing, Inspection, Contractors, Budgets, Management, Process Scheduler, Contract Management, Maintenance and Repair, Microsoft Office, Sales Management, Leadership
Languages:
English
Angel Caballero
Angel Salcedo Caballero
Angel Caballero
Angel Caballero