Beth Ann Harrod, Age 66Hazleton, PA

Mentions for Beth Ann Harrod

Resumes & CV records

Resumes

Beth Harrod

Beth Harrod

Disabled

Beth Harrod

Getco Llc/Octeg Llc

Position:

Chief Compliance Officer at GETCO LLC / OCTEG LLC

Location:

Chicago, Illinois

Industry:

Financial Services

Work:

GETCO LLC / OCTEG LLC - Chicago IL since Dec 2007
Chief Compliance Officer Terra Nova Financial Jan 2001 - Dec 2007
Institutional Sales Townsend Analytics - Greater Chicago Area Mar 2001 - Nov 2006
Trade show liason Terra Nova Trading, LLC. - Greater Chicago Area Jan 2003 - Sep 2005
Marketing VP MB Trading - Manhattan Beach, California May 1997 - Jan 2001
Vice President Piper Jaffray, Inc. - Greater Los Angeles Area Sep 1995 - May 1997
Institutional Fixed Income Sales

Education:

Hamline University 1990 - 1994
BA, International Business, Spanish, Latin American Politics and Anthropology

Skills:

Options, Equities, Equity Trading, Financial Services, Futures, Market Making, Proprietary Trading, Compliance, Electronic Trading, Institutional Sales, Fixed Income, Series 7, FINRA, Risk Management, Trading Systems, Series 24, Series 63, AML, Business Continuity Planning

Interests:

volunteering, jazz, minnesota hockey

Languages:

Spanish

Certifications:

General Securities Representative, FINRA
General Securities Principal, FINRA
Financial and Operations Principal, FINRA
Registered Options Principal, FINRA
Equity Trader Limited Representative, FINRA
Uniform Securities Agent State Law Examination, FINRA

Beth Harrod

Beth Harrod

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