Clayton Mark OwenNewport Beach, CA

Mentions for Clayton Mark Owen

Clayton Owen resumes & CV records

Resumes

Student In International Economics - University Of Texas - Austin

Location:

Austin, Texas

Industry:

Financial Services

Work:

The Compliance Department (Contract) Aug 2009 - Oct 2011
Independent Auditor HBW Securities LLC & HBW Advisory Services LLC Aug 2005 - Jul 2009
Chief Compliance Officer Countrywide Financial Corporation Jan 2005 - Aug 2005
Senior Compliance Officer HSBC Bank Corporation Aug 2004 - Dec 2004
Compliance Analyst Springboard Capital Management / Springboard Securities Nov 2002 - Jun 2004
Compliance Director American Express Financial Services Apr 2002 - Aug 2002
Field Compliance Supervisor Fidelity Federal Bank/Gateway Investment Services May 1995 - Mar 2002
Retail Sales Coordinator Fideliy Federal Bank/Gateway Investment Services May 1995 - Mar 2002
Financial Service Representative Fidelity Federal Bank / Gateway Investment Services May 1995 - Mar 2002
Compliance Officer

Education:

The University of Texas at Austin 2012 - 2014
University of California, Los Angeles 2010 - 2011
Field of Study, Economics The University of Texas at Arlington 1983 - 1985

Skills:

Securities Certifications, Series 6, 7, 24, 51, AML, FINRA, Banking, Microsoft Office, Financial Services, Auditing, Investments, Equities

Clayton Owen

Clayton Owen

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