Jacque Labelle resumes & CV records
Resumes
Vice President, Supervisory Manager
Location:
1626 Calming Water Dr, Fleming Island, FL 32003
Industry:
Financial Services
Work:
Jp Morgan Securties
Vice President, Supervisory Manager Suntrust Investment Services, Inc.
Compliance Director, Group Vice President Bank of America Apr 2003 - May 2016
Senior Vice President, Compliance Manager Powelljohnson May 2002 - Apr 2003
Associate Director and General Securities Principal, Compliance Ameriprise Financial/American Express Financial Advisors May 1999 - Apr 2002
Field Compliance Director Barnett Investments, Inc. Oct 1996 - Jan 1999
Vice President Barnett Investments, Inc. 1996 - 1998
Vice President and Senior Regional Administrative Manager Prudential Securities Inc./Prudential Mar 1996 - Oct 1996
Vice President Prudential Securities Inc./Prudential Aug 1990 - Sep 1994
Assistant Vice President
Vice President, Supervisory Manager Suntrust Investment Services, Inc.
Compliance Director, Group Vice President Bank of America Apr 2003 - May 2016
Senior Vice President, Compliance Manager Powelljohnson May 2002 - Apr 2003
Associate Director and General Securities Principal, Compliance Ameriprise Financial/American Express Financial Advisors May 1999 - Apr 2002
Field Compliance Director Barnett Investments, Inc. Oct 1996 - Jan 1999
Vice President Barnett Investments, Inc. 1996 - 1998
Vice President and Senior Regional Administrative Manager Prudential Securities Inc./Prudential Mar 1996 - Oct 1996
Vice President Prudential Securities Inc./Prudential Aug 1990 - Sep 1994
Assistant Vice President
Education:
University of Florida 1985 - 1988
Bachelors, Bachelor of Science, Accounting
Bachelors, Bachelor of Science, Accounting
Skills:
State of Florida 215 Variable, Team Building, Finra Series 8, Banking, General Securities Sales Supervisor, Public Speaking, Investment Advisory Compliance, Sales, Finra Series 7 Exam, Finra Series 4, Finra Series 63, Financial Risk, Municipal Securities Principal, Compliance Testing, Financial Services, Broker Dealer Compliance, Retail Sales of Non Deposit Investment Product Compliance, General Securities Principal, Microsoft Office, Finra, Finra Series 53, Risk Assessment, General Securities Representative, Uniform Securities Agent State Law, Risk Management, Registered Options Principal, Finra Series 24, Customer Service, Management, Compliance Management, Life and Health Insurance, Series 7, Securities
Languages:
English
Certifications:
State of Florida 215 Variable, Life and Health Insurance
Finra Series 63 - Uniform Securities Agent State Law
Finra Series 53 - Municipal Securities Principal (Mp)
Finra Series 24 - General Securities Principal (Gp)
Finra Series 8 (9 & 10) - General Securities Sales Supervisor
Finra Series 7 - General Securities Representative
Finra 65 - Uniform Investment Adviser
Finra Series 4 - Registered Options Principal (Op)
Finra Series 63 - Uniform Securities Agent State Law
Finra Series 53 - Municipal Securities Principal (Mp)
Finra Series 24 - General Securities Principal (Gp)
Finra Series 8 (9 & 10) - General Securities Sales Supervisor
Finra Series 7 - General Securities Representative
Finra 65 - Uniform Investment Adviser
Finra Series 4 - Registered Options Principal (Op)