Work:
Chicago Trading Company
General Counsel
Chicago Stock Exchange
Nov 2015 - Jul 2018
Executive Vice President and General Counsel
Chicago Stock Exchange
May 2012 - Nov 2015
Senior Vice President and General Counsel
Chicago Stock Exchange
Mar 2008 - May 2012
Vice President and Associate General Counsel
Chicago Stock Exchange
Aug 2005 - Mar 2008
Vice President and Chief Enforcement Counsel
Kpmg
Jan 2001 - Jul 2002
Manager
Arthur Andersen Business Consulting
1996 - 2001
Manager
Education:
Loyola University Chicago 2002 - 2005
Doctor of Jurisprudence, Doctorates
University of Colorado Boulder 1992 - 1996
Bachelors, Bachelor of Science, Accounting, Finance
Boylan Catholic High School 1987 - 1991
Skills:
Securities, Corporate Governance, Securities Regulation, Corporate Law, Private Equity, Accounting, Equities, Sec, Options, Commercial Litigation, Capital Markets, Financial Services, Risk Management, Securities Law, Cpa, Certified Public Accountant, Big 4, Sec Compliance, General Business Administration, Tax La, Mergers and Acquisitions, Due Diligence, Strategy, Regulatory Compliance, Management, Strategic Communications, Legal Writing, Legal Liability, Legal Issues, Legal Document Preparation, Business Strategy, Business Development, International Business, International Relations, International Business Development, Derivatives, Financial Markets, Regulatory Affairs, Federal Government Relations, Government Relations, Research, Executive Team Member, Communication, Corporate Communications, Internal Communications, Regulatory Submissions, Regulatory Filings, Legal Advice, Legal Assistance, Legal Compliance
