Larry Befeler resumes & CV records
Resumes
Director Of Corporate Risk Management At Td Ameritrade
Director of Corporate Risk Management Fidelity Investments Jul 2003 - Jan 2011
VP Risk Management UBS Nov 2000 - Jul 2003
VP Credit Risk and Compliance Bluestone Capital Partners / Trade.Com Apr 2000 - Nov 2000
VP Director of Compliance Oppenheimer May 1989 - Apr 2000
VP Compliance Drexel Feb 1987 - Feb 1988
Margin Analyst
BA, Economics Pingry 1978 - 1982
High School Diploma, College Prepatory
CSI ( Certificate in the Securities Industry ), SIFMA/ Wharton SII (Securities Industry Institute )
Series 3: National Commodities Futures Examination, FINRA
Series 4: Registered Options Principal, FINRA
Series 7: General Securities Representative, FINRA
Series 8: General Securities Sales Supervisor, FINRA
Series 24: General Securities Principal, FINRA
Series 63: Uniform Securities Agent State Law Examination, FINRA
Series 14: NYSE Compliance Officer, NYSE