Position:
Vice President, Senior Compliance Officer at Guggenheim Partners Investment Management, LLC
Location:
Greater New York City Area
Work:
Guggenheim Partners Investment Management, LLC
- New York, New York since Jun 2012
Vice President, Senior Compliance Officer
Morgan Stanley Investment Management
Aug 2008 - Jun 2012
Compliance Officer - Vice President
Morgan Stanley Investment Management
Aug 2002 - Aug 2008
Compliance Officer - Vice President (Compliance Director 2002-2005)
Morgan Stanley Investment Management
Nov 1996 - Jul 2002
Legal Assistant
Education:
Fordham University 1990 - 1994
BA and Certificate in Business Administration, Economics, cum laude, 3.6 (Major), Philosophy 3.9 (Minor), Business Administration 3.8 (Certificate)
Honor & Awards:
B.A. in Economics, May 1994; 3.6 G.P.A.; cum laude; Dean’s List; Top 2% of class, Beta Rho Chapter of the National Honor Society; Certificate in Business Administration (3.8 G.P.A.) - Minor in Philosophy (3.9 G.P.A.)