Michael Vida resumes & CV records
Resumes
Trading Regulatory Liaison
Location:
East Elmhurst, NY
Industry:
Financial Services
Work:
Financial Industry Regulatory Authority (Finra)
Trading Regulatory Liaison Financial Industry Regulatory Authority (Finra)
Regulatory Specialist and Compliance Examiner
Trading Regulatory Liaison Financial Industry Regulatory Authority (Finra)
Regulatory Specialist and Compliance Examiner
Education:
Saint John's University 2005 - 2008
Master of Business Administration, Masters, Accounting Saint John's University 2000 - 2004
Bachelors, Bachelor of Science, Finance
Master of Business Administration, Masters, Accounting Saint John's University 2000 - 2004
Bachelors, Bachelor of Science, Finance
Skills:
Securities, Finra, Securities Regulation, Capital Markets, Equities, Financial Regulation, Investments, Financial Risk, Trading, Series 7, Due Diligence, Financial Services, Financial Analysis, Series 63, Anti Money Laundering, Investment Advisory, Sec, Broker Dealer, Wealth Management, Mutual Funds, Series 24, Aml